Fort Lauderdale Broker-Dealer and FINRA Arbitration Attorneys
Facing complexities in broker-dealer disputes demands seasoned legal expertise to navigate regulatory scrutiny and protect financial interests. Kahn & Resnik, P.L. understands the critical importance of having a skilled broker-dealer attorney on your side. Led by Fort Lauderdale securities and FINRA arbitrator attorney Howard N. Kahn, Esq., our firm is adept at representing a diverse range of clients before regulatory bodies such as the SEC and in FINRA arbitrations.
Howard N. Kahn, Esq., brings over 35 years of experience representing both Wall Street investment firms and individual investors. His deep understanding of broker-dealer dynamics equips him to advise clients on the best courses of action in complex disputes. From FINRA arbitration proceedings, enforcement proceedings and regulatory investigations to litigation and mediation, Kahn & Resnik, P.L. offers comprehensive legal support tailored to the unique needs of each client.
Our clients encompass a wide range, including brokerage firms, institutional and individual investors, registered representatives, and officers and directors. Kahn & Resnik, P.L. has earned a reputation for delivering results-driven representation in broker-dealer disputes, ensuring that clients receive dedicated advocacy and effective solutions to their legal challenges. Trust our experience and commitment to guide you through the complexities of broker-dealer litigation and regulatory matters with confidence.
What We Do
- FINRA arbitrations
- Litigation
- Enforcement proceedings
- Internal and external investigations
- Mediation
- Regulatory investigations
- SEC matters
- State regulatory actions
Schedule an Initial Consultation
Contact us online or by phone at 954-321-0176 to discuss your legal needs. We will answer your legal questions in complete confidentiality, and explain how our concierge philosophy places us at your service.
