Fort Lauderdale Broker-Dealer and FINRA Arbitration Attorneys

Facing complexities in broker-dealer disputes demands seasoned legal expertise to navigate regulatory scrutiny and protect financial interests. Kahn & Resnik, P.L. understands the critical importance of having a skilled broker-dealer attorney on your side. Led by Fort Lauderdale securities and FINRA arbitrator attorney Howard N. Kahn, Esq., our firm is adept at representing a diverse range of clients before regulatory bodies such as the SEC and in FINRA arbitrations. At Kahn & Resnik, P.L., we have experience representing both plaintiffs and defendants in a variety of matters.

Howard N. Kahn, Esq., brings over 35 years of experience representing both Wall Street investment firms and individual investors. His deep understanding of broker-dealer dynamics equips him to advise clients on the best courses of action in complex disputes. From FINRA arbitration proceedings, enforcement proceedings and regulatory investigations to litigation and mediation, Kahn & Resnik, P.L. offers comprehensive legal support tailored to the unique needs of each client.

Our clients encompass a wide range, including brokerage firms, institutional and individual investors, registered representatives, and officers and directors. Kahn & Resnik, P.L. has earned a reputation for delivering results-driven representation in broker-dealer disputes, ensuring that clients receive dedicated advocacy and effective solutions to their legal challenges. Trust our experience and commitment to guide you through the complexities of broker-dealer litigation and regulatory matters with confidence.

What We Do

  • FINRA arbitrations
  • Litigation
  • Enforcement proceedings
  • Internal and external investigations
  • Mediation
  • Regulatory investigations
  • SEC matters
  • State regulatory actions

Schedule an Initial Consultation

Contact us online or by phone at 954-321-0176 to discuss your legal needs. We will answer your legal questions in complete confidentiality, and explain how our concierge philosophy places us at your service.