Securities Litigation and FINRA Arbitration

Fort Lauderdale securities lawyer Howard Kahn, Esq., represents individuals and companies before regulatory agencies, including the U.S. Securities and Exchange Commission (SEC), and the Financial Industry Regulatory Authority, Inc. (FINRA). He brings personalized concierge service to securities disputes, and can assist a plaintiff or defendant in a wide range of cases.

Securities Litigation

  • Class action and derivative litigation
  • Internal investigations
  • SEC and other regulatory enforcement proceedings
  • Securities and commodities disputes

Broker Misconduct for the Investor or Brokerage Firm

  • Breach of fiduciary duty
  • Churning
  • Execution failures
  • Failure to supervise
  • Investment fraud and securities fraud
  • Margin abuse
  • Misrepresented investments
  • Negligence
  • Prudent investor rule violations
  • Trust / estate / guardianship
  • Unsuitable investments

Securities Dispute Resolution

  • Mediation
  • Arbitration
  • Litigation

Fort Lauderdale Securities Arbitration

Securities attorney Howard Kahn, Esq., is a FINRA arbitrator in securities disputes among individual investors, brokers, and brokerage firms.

He has represented clients in arbitration proceedings for over 20 years, including many who have achieved substantial financial recoveries.

A Securities Attorney with a CPA’s Training

As an accountant by training and a former CPA, Mr. Kahn has the distinctive ability to evaluate securities matters from both a legal and financial standpoint.

Schedule an Initial Consultation

Contact us online or by phone at 954-321-0176 to discuss your legal needs. We will answer your legal questions in complete confidentiality, and explain how our concierge philosophy places us at your service.

We serve business owners, professionals and individual clients across Florida, including Miami, Fort Lauderdale, Boca Raton, West Palm Beach, Naples, Orlando, Tampa, Daytona Beach, Jacksonville, Tallahassee, and other cities throughout the state.